Stock Exchange, Securities Law and Regulatory Capital

The capital markets in general and the financial services sector in particular have recently seen a massive increase in regulatory scrutiny and regulatory initiatives. Key focus areas are:

  • Structuring of regulatory capital instruments and the regulatory capital treatment of capital markets transactions
  • Disclosure of shareholdings and management transactions
  • Ongoing reporting obligations and ad-hoc publicity
  • Corporate governance, including executive compensation, insider trading and market abuse rules
  • Tender offer obligations

We remain at the forefront of these developments and help our clients navigate these challenging regulatory requirements. Our experience and expertise also allow us to support clients in critical situations on short notice.