Financial Services

Niederer Kraft Frey is well established as a leading law firm in financial services. We have a market leading team, with an unrivalled depth and breadth of experience in law and regulation advising clients on transactional, advisory, contentious and investigation matters.

NKF’s strong reputation as a leading financial services advisor spans several decades of successful collaboration with established and new market participants across the financial industry, regulators and self-regulatory organisations.

We are quick thinking and agile. Our financial services experts are at the forefront of shaping new legal developments and legislative and regulatory frameworks and thanks to their experience, well equipped to provide legal advice in this fast-changing market.

Deals & Cases

26.07.2023

HYGH closes EUR 21.5m financing round

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12.07.2023

Capvis successfully completes the financing for the acquisition of SCHURTER Group

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20.06.2023

BOCI issues CNH 200m fully digital structured notes originated by UBS

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Awards & Rankings

16.06.2023

NKF recognised as “Law Firm of the Year” for Mergers and Acquisitions Law by Best Lawyers/…

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24.03.2023

NKF wins “Deal of the year: Equity” at the IFLR Asia-Pacific Awards 2023

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29.08.2022

NKF ranked Top Tier by IFLR1000’s M&A Rankings 2022

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Firm News

09.01.2020

NKF partner Marco Häusermann appointed as officer of the IBA’s Banking Law Committee

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Newsletters & Alerts

25.08.2022

New Self-Regulation for Financial Service Providers on the Integration of ESG Preferences at the Point…

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07.12.2021

New AML duties with need for clarification

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09.05.2019

When banks invest in FinTech start-ups: Legal challenges of corporate venturing

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Publications

01.08.2023

Haftung einer Bank für Geldwäscherei durch Unterlassungen von Angestellten (Bundesgerichtsurteil 4A_…

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21.06.2023

Kommentierung Art. 28/29 FINIG

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21.06.2023

Kommentierung Art. 7 und 8 FINIG

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Speaking Engagements

09.12.2022

Angebotsbegriff gemäss FIDLEG/KAG

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30.11.2022

Beziehung Bank – externe Vermögensverwalter / Anlageberater: (Neue) Formen der Zusammenarbeit u…

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14.06.2022

Retrozessionen – Neuste Judikatur zu Art. 400 Abs. 1 OR und Gedanken zum Anwendungsbereich von A…

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