ESG
Tax

Our Banking, Finance & Regulatory expertise

NKF’s Banking, Finance & Regulatory team represents all kinds of financial services providers around the globe, their clients and investors in cutting-edge finance transactions, financial services regulatory and compliance matters, enforcement proceedings and government investigations.

We handle licensing matters, draft the documentation, provide advice on the introduction of new products, and structure and implement investment funds and other financial products. We have a highly experienced team of lawyers who are dedicated to assisting clients in navigating the regulatory, tax and business issues surrounding the FinTech space.

We offer commercially relevant and highly efficient advice, enabling our clients to anticipate issues, manage risk and succeed in their endeavours. Our clients benefit from our in-depth understanding of the financial sector and our continuous efforts to shape the market through our representation in legislative commissions, self-regulatory organisations and working groups advising the Swiss regulatory authorities.

Deals & Cases

17.09.2025

Helvetia Schweizerische Versicherungsgesellschaft AG and Helvetia Holding AG secure CHF 300m syndicate…

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11.09.2025

SMG Swiss Marketplace Group Holding AG successfully launches IPO on SIX Swiss Exchange with an offerin…

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03.09.2025

SoftwareONE AG secures CHF 1.26bn debt financing

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Awards & Rankings

26.03.2025

NKF ranked top-tier firm in seven practice areas by The Legal 500 2025

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20.03.2025

NKF ranked multiple times band 1 by Chambers Europe 2025

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13.02.2025

NKF ranked multiple times band 1 by Chambers Global 2025

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Firm News

04.07.2022

NKF appoints two new counsels as of 1 July 2022

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01.12.2021

NKF continues growth of its Capital Markets, Corporate / M&A and Financing practices with appointm…

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04.01.2021

NKF continues growth of its Financing and Corporate/M&A practice with appointment of Adrian Koller…

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Newsletters & Alerts

28.08.2025

New limits for use of supervisory information in criminal proceedings

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31.07.2024

The EU AI Act Enters into Force: Implications for Swiss Companies

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25.01.2024

Bundesgericht stellt Regelung zum Aufwendungsersatz für Fondsleitungen in Frage

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Publications

01.09.2025

Retrozessionen: Neuster Stand der Rechtsprechung und Einordnung

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01.07.2025

Anspruchsvoraussetzungen der Prospekthaftung nach Art. 69 Finanzdienstleistungsgesetz

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21.01.2025

Besprechung von BGer, 4A_350/2023, 21.11.2023

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Speaking Engagements

08.12.2023

Entschädigungen nach Art. 26 FIDLEG zwischen Aufsichtsrecht und Privatrecht

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09.11.2023

Haftung der Bank und des Vermögensverwalters für Straftaten, insb. Geldwäscherei

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09.11.2023

Sanktionen – (Neue)Herausforderungen im Wealth und Asset Management

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